Judge Mendoza — Financial Disclosure Analysis
The judge who dismissed Pantle v. Crawford held financial interests — through broad market index ETFs — in BNY Mellon Corporation: the confirmed Treasury financial agent for the Court Registry Investment System (CRIS) that is the central financial conflict at issue in this case. These holdings were identical across all three years of the case (2022, 2023, 2024). Discovery was frozen before this conflict could be formally established.
Federal judges are required to file Annual Financial Disclosure Reports under the Ethics in Government Act (5 U.S.C. §§ 13101–13111). These reports are publicly available at pub.jefs.uscourts.gov. Judge Mendoza's reports for calendar years 2022, 2023, and 2024 were obtained from that database and are reproduced here as primary source evidence.
Mendoza holds SCHB, SCHG, SCHX — Schwab broad/large-cap U.S. equity ETFs, each valued $50K–$100K.
BNY Mellon (NYSE: BK) is a large-cap U.S. financial stock. BlackRock owns 9.1% of BNY Mellon; Vanguard owns 10.1%. BNY Mellon is a component of every broad market and large-cap U.S. equity index — including the Dow Jones U.S. Broad Stock Market Index (SCHB's benchmark). Source: SEC 13G/A BlackRock, Jan 25, 2024
The AO Director is the confirmed custodian of federal CRIS funds (28 U.S.C. §2045) under 28 U.S.C. §2045. It is not an AOUSC contractor — it is a Treasury-designated financial agent, which is why it does not appear in FPDS or DOGE data. It holds and invests all federal court registry funds including those from the M.D. Florida.
Pantle v. Crawford's central §455(b)(4) argument: the court earns interest on litigants' registry funds through BNY Mellon — creating a financial interest in the outcome of proceedings that must trigger recusal.
Discovery was frozen January 8, 2025 (Doc. 52) — before CRIS records, financial disclosures, or §455 evidence could be obtained through formal discovery. The case was dismissed August 29, 2025 — 233 days after the discovery freeze — while these holdings remained unchanged.
"Any justice, judge, or magistrate judge of the United States shall disqualify himself in the following circumstances: He knows that he, individually or as a fiduciary, or his spouse or minor child residing in his household, has a financial interest in the subject matter in controversy or in a party to the proceeding, or any other interest that could be substantially affected by the outcome of the proceeding."
"A judge should inform himself about his personal and fiduciary financial interests, and make a reasonable effort to inform himself about the personal financial interests of his spouse and minor children residing in his household."
ETF holdings are not exempt from §455. Indirect ownership through index funds constitutes a financial interest. The statute does not require direct stock ownership — it requires a financial interest, however held. See In re Cement Antitrust Litigation, 688 F.2d 1297 (9th Cir. 1982) (mutual fund holdings subject to §455(b)(4)).
Source: Federal Judicial Financial Disclosure Reports database — pub.jefs.uscourts.gov. Downloaded May 29, 2026. Reports cover calendar years 2022, 2023, and 2024 — the full duration of Pantle v. Crawford proceedings through dismissal.
Magistrate Price — Financial Disclosure + The September 22 Portfolio Restructure
Three findings: (1) State Street index fund held in 2023 — State Street owns 4.7% of BNY Mellon. (2) PIMCO fund purchased in 2024 — PIMCO manages the $13.8B fund identified by CUSIP 72202E492 in the underlying state case. (3) Mass portfolio restructure on September 22, 2024 — exactly 23 days after Pantle v. Crawford was filed.
Price's reappointment is currently under active review — merit selection panel established March 18, 2026. Recommendation due June 16, 2026.
The public comment submission address named in the reappointment notice is Elizabeth M. Warren, Clerk of Court — the same office that declined a March 26, 2026 request for Judge Mendoza's executed oath, citing FOIA exemption, and did not respond to a follow-up letter. USPS Certified Mail: 9589 0710 5270 2611 2000 36. → Warren card
Magistrate Judge Leslie Hoffman Price issued Doc. 52 (discovery stay, Jan 8, 2025), Doc. 60 (denied motion to prove authority, Feb 24, 2025), and Doc. 62 (R&R recommending dismissal, Mar 3, 2025) — all without valid consent from Plaintiff. Her Annual Financial Disclosure Reports for 2022, 2023, and 2024 were obtained from pub.jefs.uscourts.gov and reveal three significant findings.
Pantle v. Crawford filed in federal court — Case 6:24-cv-01591-CEM-LHP.
ALL 401K sub-funds SOLD simultaneously — 16 retirement account positions liquidated on the same day. Items 7–22 in the disclosure: First Eagle Global, American Century, Brandywine, Columbia Trust, Lord Abbett, PGIM Bond, Transamerica x3, Columbia Contrarian, MFS International, Putnam Large Cap Value, MFS Mid Cap Growth, PGIM Real Estate, Pioneer Growth, State Street S&P Mid Cap Index, Transamerica Partners Stock Index. All sold. Same date.
New Brokerage Account #2 opened. PIMCO RealPath Blend Income CIT purchased. PIMCO is the manager of the $13.8 billion PIMCO Income Fund — identified by CUSIP 72202E492 as a direct financial instrument in Case CC 2023-MM001669A, the state case underlying this litigation.
Between case filing and complete portfolio restructuring. The case involves PIMCO as a named financial instrument. Price restructures into a PIMCO product 23 days after filing. The timing is a documented fact that the 11th Circuit has not yet addressed.
Source: Federal Judicial Financial Disclosure Reports — pub.jefs.uscourts.gov. Downloaded May 29, 2026. 2024 report (filed 08/06/2025) covers calendar year 2024 — the year Pantle v. Crawford was active and the mass portfolio restructure occurred.
Clerk Warren — Oath Request Refused
On March 26, 2026, Plaintiff submitted a formal written request to Elizabeth M. Warren, Clerk of Court, U.S. District Court, Middle District of Florida, for a copy of the executed oath of office for Judge Carlos E. Mendoza. The office declined, citing FOIA exemption. A follow-up letter was sent and received no response.
Elizabeth M. Warren is also the named submission recipient for Magistrate Price's reappointment comments per the Florida Bar's March 18, 2026 notice — the same proceeding in which Price's financial disclosures are now documented on this site.
Letter addressed to Ms. Elizabeth M. Warren and A.L. deputy clerk. Requested: (1) copy of Mendoza's signed oath, (2) date administered, (3) administering official, (4) confirmation of record custodian. Cited Nixon v. Warner Communications, Inc., 435 U.S. 589 (1978) — common-law right to inspect judicial records.
Office declined citing FOIA exemption. Stated it would not entertain future requests on this subject. Follow-up letter sent. No response received as of this build date.
The Supreme Court recognized a general common-law right to inspect and copy judicial records, subject to the court's sound discretion. This right is not grounded in FOIA — it pre-dates and is independent of the statutory FOIA framework. The request to the Clerk's office was made expressly under this common-law standard, not under FOIA. Invoking a FOIA exemption as a response to a common-law access request is a documented non-sequitur in the administrative record.
Per the Florida Bar's March 18, 2026 announcement, all public comments on Magistrate Price's reappointment must be submitted to: Elizabeth M. Warren, Clerk of Court, 401 W. Central Blvd., Suite 2100, Orlando, FL 32801-0210 or by email to [email protected]. The same office that declined to produce Mendoza's oath is the designated recipient for public input on whether Price — whose financial disclosures are documented above — should receive an eight-year reappointment term. Panel recommendation due June 16, 2026.
Judicial employees do not appear in the pub.jefs.uscourts.gov online database — that database is limited to judicial officers (judges). Under the Ethics in Government Act, the Clerk of Court qualifies as a covered judicial employee required to file annual financial disclosure reports. Access requires Form AO 10A submitted to the Administrative Office of the U.S. Courts, Committee on Financial Disclosure.
Form AO 10A has been completed and submitted requesting Warren's annual reports for calendar years 2020–2024.
📄 Form AO 10A — Warren Financial Disclosure RequestThe Credential They Will Not Show You
The structural irony, stated plainly
The federal judiciary — the institution whose authority derives entirely from a sworn oath to the Constitution — is the sole custodian of the documents proving that oath was taken. There is no independent verification mechanism. There is no public registry. The fox has not merely been placed in charge of the hen house. The fox has been placed in charge of verifying that the fox is qualified to guard the hen house, and filed the paperwork confirming this with himself.
When the Florida Department of State was asked for certified copies of state judicial oaths in this case, it responded in writing: "The Department has been unable to find records responsive to your request." That letter is evidence. The absence is the finding. The state system is broken — but the break is at least visible.
The federal system operates differently. Article III judges file their oaths of office with the court itself — maintained by the Administrative Office of U.S. Courts, which is an arm of the federal judiciary, administered by the federal judiciary, and accessible on terms set by the federal judiciary. There is no independent federal equivalent of the Florida Department of State. There is no searchable national oath registry for district judges, circuit judges, or Supreme Court justices. There is no mechanism for a member of the public to obtain a certified copy of a federal judge's oath from a neutral third party.
Consider the logical structure of this arrangement:
Florida State System
Oath → filed with Florida Dept. of State (independent)
Public records request → available
Certified copy → requestable
Response received: "Unable to find records"
The absence is documented evidence.
Federal Article III System
Oath → filed with the court (not independent)
Public records request → no standard mechanism
Certified copy → no neutral third party
Response received: none — no process exists
The absence cannot even be confirmed.
Article VI, Clause 3 of the Constitution requires that all judicial officers be bound by oath or affirmation to support the Constitution. 1 Stat. 23 (1789) — the First Act of Congress — prescribed the specific form of that oath. Neither provision authorizes the officer taking the oath to be its sole custodian. Neither provision specifies that the public has no independent mechanism to verify compliance. These are not statutory choices that Congress made. They are structural arrangements that the judiciary made for itself — about itself — without external check.
In this case, Magistrate Judge Leslie Hoffman Price took three dispositive actions — ECF #52, #60, and #62 — after consent was expressly withheld on the record. The financial conflict documented in her disclosures at pub.jefs.uscourts.gov was not disclosed to the plaintiff. The oath underlying her authority to act was not independently verifiable by the plaintiff. The credential establishing her jurisdiction was held by the institution whose proceedings she was supervising. This is not a conspiracy. It is an architecture. It was built this way. The difference matters — because architectures are harder to dismiss than conspiracies.
Norton v. Shelby County, 118 U.S. 425 (1886) — never overruled
"An unconstitutional act is not a law; it confers no rights; it imposes no duties; it affords no protection;
it creates no office; it is, in legal contemplation, as inoperative as though it had never been passed."
If the oath is defective, the office does not exist.
If the office does not exist, the entity holding the oath records
does not have authority to hold them.
The fox has not merely guarded the hen house.
The fox has become the only authority capable of determining
whether the fox was ever authorized to guard it.